Download Financial.CQA.BrainDumps.2018-10-21.64q.vcex

Download Exam

File Info

Exam Certified Quality Auditor
Number CQA
File Name Financial.CQA.BrainDumps.2018-10-21.64q.vcex
Size 49 KB
Posted Oct 21, 2018
Download Financial.CQA.BrainDumps.2018-10-21.64q.vcex

How to open VCEX & EXAM Files?

Files with VCEX & EXAM extensions can be opened by ProfExam Simulator.

Download
ProfExam Simulator

Purchase

Coupon: MASTEREXAM
With discount: 20%





Demo Questions

Question 1

When is it acceptable to grant an extension of the time frame for a corrective action? 


  1. When the auditor cannot perform the follow-up audit as scheduled
  2. When the auditee determines that the proposed corrective action is not cost-effective
  3. When the corrective action plan requires more time than originally anticipated
  4. When there has been a change in operators who perform the task
Correct answer: C



Question 2

The fraction of nonconforming products is plotted on which of the following types of control charts?


  1. p chart
  2. u chart
  3. np chart
  4. c chart
Correct answer: A



Question 3

Auditors can use flowcharts in their work in order to


  1. analyze the causal factors of process dispersion
  2. understand the overall process or system being audited
  3. distinguish variations in a process over time
  4. determine process capability and uniformity
Correct answer: B



Question 4

An auditee responds to a corrective action request by stating that the problem has never occurred before and is “not the norm for our operation.” 
Which of the following is the most appropriate action for the lead auditor?


  1. Note that the deficiency is the result of a random occurrence.
  2. Draft a response explicitly requesting a more concise root-cause analysis.
  3. Confer with the audit client to assess the appropriateness of the response.
  4. Schedule a follow-up audit immediately.
Correct answer: B



Question 5

Which of the following is most important for an auditor to convey at an initial audit interview?


  1. A give-and-take atmosphere that focuses on compromise
  2. A formal approach that is guided by specific roles for each participant
  3. An interest in cooperation and open dialogue
  4. A personal approach to information gathering
Correct answer: C



Question 6

If the audit escort for one area is repeatedly late or unavailable, what is the best option open to the auditor?


  1. Notify the auditee management of the consequences created by the delays.
  2. Narrow the scope of the audit to accommodate the delays.
  3. Proceed without the escort.
  4. Assess system effectiveness using objective evidence from other areas.
Correct answer: A



Question 7

Which of the following statistics would best describe the central tendency of a sample of data? 


  1. Mode
  2. Mean
  3. Standard deviation
  4. Range
Correct answer: B
Explanation:



Question 8

During the opening meeting, it is the auditee’s responsibility to


  1. prepare the meeting agenda
  2. set the audit schedule
  3. state the audit purpose and scope
  4. identify safety requirements
Correct answer: D



Question 9

Auditor independence includes freedom from which of the following?
I. Bias
II. Conflict of interest
III. External influences
IV. Previous exposure to the area


  1. I and II only
  2. II and IV only
  3. I, II, and III only
  4. II, III and IV only
Correct answer: C



Question 10

Which of the following requests by an auditor is likely to obtain the most objective evidence for verification? 


  1. “What kind of information do you receive?”
  2. “Who provides the information to you?”
  3. “Describe how you receive information.”
  4. “Show me the information you have received.”
Correct answer: D









CONNECT US

Facebook

Twitter

PROFEXAM WITH A 20% DISCOUNT

You can buy ProfExam with a 20% discount!

Get Now!


HOW TO OPEN VCEX FILES

Use ProfExam Simulator to open VCEX files